A

Cybersecurity Center

IRS Publication 4557 & FTC Safeguards Rule Compliance Dashboard

2 Active Threats
79%

Compliance Score

11

Compliant Items

of 14 total

3

Needs Attention

2 review, 1 warning

2

Active Threats

3 resolved

IRS Pub. 4557

Written Information Security Plan (WISP) in place

Compliant

Employee security awareness training completed

Compliant

Multi-factor authentication enabled on all systems

Compliant

Data encryption for client PII at rest and in transit

Compliant

Secure client data disposal procedures

Needs Review

Incident response plan documented and tested

Compliant

Vendor/third-party security assessments

Action Required

Access controls and least-privilege enforcement

Compliant
FTC Safeguards Rule

Designated qualified individual (QI) for information security

Compliant

Risk assessment conducted and documented

Compliant

Safeguards program implemented and monitored

Compliant

Service provider oversight and contracts

Needs Review

Annual board/management reporting on security program

Compliant

Continuous monitoring and testing of controls

Compliant